Search for: "HEARTLAND ADVISORS, INC."
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5 Feb 2008, 8:02 am
Heartland Advisors Inc. and several of the investment adviser's employees have agreed to pay $3.9 Million to settle Securities and Exchange Commission charges that they allegedly violated the Federal Securities Act. [read post]
30 Sep 2016, 12:41 pm
Jerome Krause, a broker with First Heartland Capital Inc. must pay $600,000 in damages to an elderly couple after allegedly stealing money from them, according to the Financial Industry Regulatory Authority Inc. [read post]
5 Feb 2024, 2:05 pm
(CRD# 110377) and First Heartland Capital, Inc. [read post]
13 Oct 2016, 7:34 am
Heartland Payment Systems, Inc., C.A. [read post]
17 Jan 2024, 5:37 pm
Investors in Lodging Fund REIT III Inc. [read post]
14 Dec 2021, 10:20 am
Unfortunately, there has been a rise in claims against unregistered financial advisors selling unregistered securities, which in many cases turn out to be Ponzi schemes. [read post]
6 Apr 2021, 10:58 am
Lodging Fund REIT III Inc., a publicly registered non-traded REIT that invests in hotel properties, has disclosed in a filing with the Securities and Exchange Commission that the regulator is conducting an inquiry into the reimbursement of certain expenses to its advisor, Legendary Capital REIT III LLC, as well as its disclosure of reimbursement policies and procedures, according to an article in the DI Wire today. [read post]
1 Sep 2020, 7:00 am
HANDCRAFTED IN THE USA 6135461 ABBOO CANDLE CO 6135396 RACE INC. 6135393 HIGH ALPHA INNOVATION 6135372 YODER 6135203 MERCER TRANSPORATION 6135200 DENIM & HONEY 6138175 LINCOLN FLEXADVANTAGE 6135109 NURSE ASSURE 6135003 DEBAUCHERY BALL 6134963 HALO SENIOR SOLUTIONS 6134961 MILES OF OPPORTUNITY 6134960 PLANET VINTAGE GIRL 6134894 HALO SENIOR SOLUTIONS 6134640 PRETTY PRIVILEGE & CO 6134325 GAMING 2 GIVE 6137764 PROMISE COLD BREW TEA 6134051 IT’S YOUR GOOD NAME 6133740 ENVISTA… [read post]
27 Aug 2014, 5:21 pm
., English, Cornell UniversityProfessional experience includes: Adjunct Professor of Legal Research & Writing, Des Moines Area Community College; Program Attorney, ABA Rule of Law Initiative, Legal Skills Program, Monrovia, Liberia; Staff Attorney, PP Heartland, Inc., Des Moines; Legislative Director and Staff Attorney, American Civil Liberties Union of Iowa; Associate Attorney/Financial & Office Manager, Dickey & Campbell, PLCAdmitted to practice law in IowaTrevor… [read post]
28 Aug 2014, 1:27 pm
Robin Loftus, Chief Operating Officer, Heartland Credit Union, Springfield, Ill. [read post]
